Compliance & Risk Management
Every business is affected by regulatory regimes - industry specific or of a general nature - controlling how that business and its directors operate. We can help your organisation to ensure its documentation and procedures are robust.
Regulatory breaches are being taken increasingly seriously by the various prosecuting authorities, with both the incidence of prosecutions and the penalties imposed rising.
In the case of serious breaches of regulations and safety measures, the regulator can close down the organisation. Personal fines or prison sentences for the directors can also be imposed.
If a breach occurs, demonstrating that your organisation has applied 'best practical means' and proper due diligence regimes could limit the penalties imposed and may even help in avoiding a prosecution.
For further information on any compliance or regulatory issue please contact Edward Perrott.
According to a newly-published survey of its members by R3, the UK trade body for ...
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Taylor Vinters Solicitors
Merlin Place, Milton Road,
Cambridge, CB4 0DP
Tel: +44 (0)1223 423444
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DX 724560 Cambridge 12
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